roundtable: FCC NOI - 1 of 2


roundtable: FCC NOI - 1 of 2

FCC NOI - 1 of 2

Larry Goldberg (larry_goldberg@wgbh.org)
19 Dec 1995 16:20:39 -0500


Message-Id: <n1392733092.7969@wgbh.org>
Date: 19 Dec 1995 16:20:39 -0500
From: "Larry Goldberg" <larry_goldberg@wgbh.org>
Subject: FCC NOI - 1 of 2
To: "TPR" <roundtable@cni.org>


The FCC's Notice of Inquiry on captioning and description
is now available in electronic form.  I have created a text
version in two parts.  This is part one.  Part two follows and
contains all the footnotes.

If you would like a formatted (.wp) version, it is 
available from the FCC's web site
(http://www.fcc.gov/Bureaus/Mass_Media/Notices/wp.html)

Larry Goldberg, Director
Media Access
WGBH Educational Foundation
125 Western Ave.
Boston, MA  02134
617-492-9258 (voice/TTY)
fax 617-782-2155
Internet:  Larry_Goldberg@WGBH.org
-----------------------------------------


FOR FCC RECORD ONLY

NOI, In re Closed Captioning and Video Description of
Video Programming, MM Docket No. 95-176, FCC 95-484

FCC 95-484   

Before the
FEDERAL COMMUNICATIONS COMMISSION
Washington, D.C.


In the Matter of				                               )
						                                                    )
Closed Captioning and Video Description ) MM Docket No.95-176
of Video Programming			                       )


NOTICE OF INQUIRY


Adopted:  December 1, 1995    Released:  December 4, 1995

Comment Date:   January 29, 1996
Reply Comment Date:   February 14, 1996

By the Commission:

Table of Contents

I.	Introduction								
II.	Background									
III.	The Public Interest Benefits of Closed Captioning and Video 
Description
IV.	Availability of Closed Captioning and Video Description
V.	The Cost of Closed Captioning and Video Description
VI.	Market Incentives for Closed Captioning and Video Description	
VII.	Inquiry Regarding Mandatory Captioning and Video Description 
Requirements
VIII.	Conclusion							
IX.	Administrative Matters							


I.  INTRODUCTION

	1.  There are over 23 million Americans with hearing disabilities and 
over 8 million Americans with visual disabilities.0  For years these 
individuals have not been able to enjoy fully television programming, a 
medium that has come to play a dominant role in the nation's culture.  Over 
the past 15-20 years, however, two innovations have been developed to offer 
greater access to this important medium for people with hearing and visual 
disabilities. Closed captioning -- the visual display of program material that
is 
spoken on television --makes "it possible for the deaf and hard of hearing to 
see what they cannot hear."1  Video description -- a more recent innovation 
that involves the insertion of narrative descriptions of a television
program's 
key visual elements into natural pauses between the program's dialogue -- 
makes it possible for individuals who are blind or have low vision "to hear 
what they cannot see."2

	2.  We initiate this inquiry to assess the current availability, cost, and 
uses of closed captioning and video description, and to assess what further 
Commission actions may be appropriate to promote these services.  We also 
seek comment on the appropriate means of promoting their wider use in 
programming delivered by television broadcasters, cable operators, and other 
video programming providers.  Both Congress and the Commission have 
taken steps over the years to provide persons with disabilities with greater 
access to television programming.3  Indeed, there is legislation currently 
pending before Congress that, if enacted, would for the first time generally 
mandate the closed captioning of video programming, and which would 
require the Commission to study the uses of video description and the 
appropriate means of making video programming accessible to persons with 
visual disabilities.  This Notice of Inquiry is intended to solicit
information 
regarding these important issues and to determine how to make television 
programming accessible to all Americans.


II.  BACKGROUND

	3.  Closed Captioning.  Captioning is similar to subtitles in that it 
displays the audio portion of a television signal as printed words on the 
television screen.4  To assist viewers who are hearing disabled, captions also

identify speakers, sound effects, music, and laughter. Captions were first
used 
in the early 1970s in an "open" format, transmitted with the visible video 
picture so that they appeared to all viewers.  To minimize objections to 
captioning, the Public Broadcasting Service ("PBS") developed closed 
captioning in the 1970s.  Closed captioning is hidden as encoded data 
transmitted within the vertical blanking interval of the television signal.5 
A 
viewer wishing to see the closed captioning must use a set-top decoder with 
his or her television or a television with built-in decoder circuitry.

	4.  The Commission has long sought to promote closed captioning 
technology.  In the 1970s, the Commission granted PBS a number of 
authorizations to conduct experimental transmissions using closed 
captioning, and in 1976, adopted rules that provide that line 21 of the
vertical 
blanking interval is to be primarily used for the transmission of closed 
captioning.6  To implement the Television Decoder Circuitry Act of 1990 
("TDCA"),7 the Commission adopted regulations requiring all television 
broadcast receivers with screen sizes 13 inches or larger that were 
manufactured or imported on or after July 1, 1993 to be capable of receiving 
and displaying closed captions.8  These rules specify technical standards for 
the reception and display of such captioning.9  The Commission has also 
adopted technical standards for the cable carriage of closed captioning data 
that accompanies programming carried on cable systems.10

	5.  In addition to these efforts to promote closed captioning technology, 
in 1976, the Commission adopted a rule requiring television licensees to 
transmit emergency messages in a visual format.11  In 1992, Congress passed 
the Americans with Disabilities Act ("ADA") which requires all federally 
funded public service announcements to be closed captioned.12 Aside from 
these requirements, however, neither Congress nor the Commission has 
mandated captioning of television programming.  Instead, Congress and the 
Commission have relied on the voluntary efforts of program producers and 
providers to make television programming accessible to persons with hearing 
disabilities.  As far back as 1970, the Commission has urged broadcast 
television licensees to undertake these voluntary efforts.13  We have also 
"strongly encourage[d] cable operators to carry more closed-captioned video 
programming."14 With our prompting has come the admonition that we 
would consider requiring specific action if voluntary efforts proved 
unsuccessful.15
	6.  Video Description.  Video description is a more recent innovation.  
It provides audio descriptions of a program's key visual elements that are 
inserted during the natural pauses in the program's dialogue.  It was first 
used in theatrical performances in the early 1980s, and since that time has 
been developed for television programming by WGBH and others.16  The 
video description of a television program is transmitted via the Second 
Audio Program channel.  This ancillary service is permitted under the 
Commission's rules so long as it causes no observable degradation to any 
portion of the visual or aural broadcast signal.17 To receive the service, the

audience member must have a stereo television or a video cassette recorder 
("VCR") that is capable of receiving the Second Audio Program channel, or a 
television adapter for this channel.  There are presently no FCC requirements 
regarding video description.

	7.  Pending Legislation.  Both the Senate and the House of 
Representatives have passed bills, which, if enacted, would require the 
Commission to adopt regulations to ensure that video programming is 
accessible to persons with hearing disabilities through the provision of
closed 
captioning, including requiring "video programming providers or owners" to 
maximize the accessibility of previously published or exhibited programs by 
adding closed captioning.18  Both bills would allow the Commission to 
exempt programs from these requirements in certain circumstances, 
including circumstances where the closed captioning would impose an 
unreasonable financial burden.19  The House bill would require the 
Commission to conduct an inquiry into the current extent of closed 
captioning as well as other issues.20

	8.  In addition, both bills would require the Commission to study the 
use of video description.21  The House bill further provides that the 
Commission "may adopt regulation it deems necessary to promote the 
accessibility of video programming to persons with visual impairments."22


III.  THE PUBLIC INTEREST BENEFITS OF
CLOSED CAPTIONING AND VIDEO DESCRIPTION

	9.  Providing persons with disabilities access to the "tremendously 
powerful television medium" serves an important public interest.23  A 
recent study attests to the dominant role television plays in our society.  It

reports that nine in ten Americans watch television on a regular basis.24  
American households spend an average of over seven hours every day 
watching television as a means of entertainment and relaxation and as a 
source of news and information.25  Most Americans depend on television to 
get their news: 72 percent of Americans list it as their primary news
source.26

	10.  Closed captioning allows persons with hearing disabilities to enjoy 
fully the world of television.  Indeed, the Commission on the Education of 
the Deaf has stated that "captioning of TV . . . is the most significant 
technological development for persons who are deaf."27  In enacting the 
TDCA, Congress found that "closed-captioned television transmissions have 
made it possible for thousands of deaf and hearing-impaired people to gain 
access to the television medium, thus significantly improving the quality of 
their lives."28 Video description similarly provides access to persons with 
vision disabilities, and also furthers the national goal, as stated in the
ADA, 
"to assure equality of opportunity, full participation, independent living,
and 
economic self-sufficiency" for individuals with disabilities.29  Closed 
captioning and video description can thus offer great benefits to Americans 
with hearing and vision disabilities.

	11.  We ask parties to elaborate on the importance and nature of these 
benefits.  We also ask parties to submit information regarding the number of 
individuals in this country who can benefit from these innovations, 
including the basis for such estimates.  According to data compiled by the
U.S. 
Census Bureau, there are over 23 million persons with hearing disabilities 
and over 8 million persons with vision disabilities in this country, although 
we have seen estimates claiming a larger number of individuals with these 
disabilities.30  We assume the Census Bureau figures reflect an accurate 
estimate of these populations, but seek comment in this regard.  Does the 
Census Bureau use a narrow definition of vision or hearing disability such 
that there may be an additional number of Americans with some form of 
hearing or vision disability who can benefit from closed captioning or video 
description yet are not included in the Census Bureau figures?  Are the 
number of persons with hearing and vision disabilities expected to grow in 
the coming years, particularly due to the aging of the population?  What 
proportion of the persons with such disabilities require closed captioning or 
video description to enjoy television programming, and what proportion 
currently utilize these technologies?  In addition, we seek comment on the 
number of children with hearing and vision disabilities that can benefit from 
either closed captioning or video description, and the nature of these
benefits.

	12.  Closed captioning and video description can offer other benefits.  
Closed captioning can be an effective tool in teaching literacy skills for
young 
children as well as for the estimated 23-27 million American adults who are 
functionally illiterate.31  It also provides a useful learning aid for the 
approximately 3-4 million Americans learning English as a second 
language.32  Video description may similarly benefit individuals with 
learning or cognitive disabilities.33  Finally, closed captioning and video 
description may provide a convenient feature for all viewers; closed 
captioning, for example, can be activated when the mute button on the 
television receiver is depressed or when noise levels in the viewing 
environment impede normal hearing (e.g., airport terminals, hotel lobbies, 
waiting rooms). We seek comment on the nature and extent of each of these 
potential benefits, including the most up-to-date data on the number of 
individuals who would utilize closed captioning and video description for 
these purposes.


IV.  AVAILABILITY OF CLOSED CAPTIONING AND VIDEO DESCRIPTION

	13.  Closed Captioning.  The information available to us indicates that 
approximately 70 percent of broadcast network programming is closed 
captioned, including nearly 100 percent of broadcast network prime-time 
programming.34  Nearly 100 percent of nationally broadcast public television 
programming is closed captioned.35  Cable programming appears to have far 
less closed captioning.  Only about 4 percent of basic cable programming and 
35 percent of premium cable programming is captioned.36

	14.  We ask commenters to provide data regarding the current 
availability of closed captioning of television video programming.  Has the 
amount of closed captioning been increasing in recent years, or has it reached

a plateau?  We are particularly interested in data on availability and any 
discernible trends regarding the following categories:

  #161#	Program Source.  What is the current availability of closed captioning

according to the source of the programming -- broadcast network, basic cable 
and premium cable networks, syndicated programming, locally-produced 
programming, local and nationally produced public television programming?  
What explains the difference in the amount of closed captioning of cable 
programming as opposed to broadcast programming?  We assume that the 
statistics described in the preceding paragraph regarding the amount of closed

captioning of basic cable and premium cable programming excludes the 
captioned broadcast programming that is carried by cable systems.  What is the

percentage of cable programming that is captioned when such broadcast 
programming is included, including the broadcast programming cable 
systems provide their subscribers under their must carry obligations?37  In 
addition, for comparative purposes, we seek comment on the percentage of 
home videos that carry closed captioning.

  #161#	Other Delivery Systems.  Viewers can receive television video 
programming from a variety of non-broadcast, non-cable services, including 
wireless cable, satellite master antenna ("SMATV") systems, direct-to-home 
satellite services (including direct broadcast satellite), and local exchange 
carriers/video dialtone services.38  Much of the programming delivered by 
these providers currently is obtained from broadcasters, cable networks, and 
other program producers and distributors.  Do these non-broadcast, non-cable 
providers transmit intact the closed captioning they receive with 
programming they obtain from outside sources?  Is there a need for technical 
standards for these services to ensure that this is the case, similar to the 
standards the Commission has adopted for cable systems?39  To the extent 
these alternative providers produce their own programming, what amount 
of such programming is closed captioned?

  #161#	Program Type.  To what extent are each of the following types of 
programs closed captioned (on the media within the scope of FCC 
jurisdiction): entertainment programs, local and national news, 
documentaries, public affairs programming, children's educational 
programming, other types of children's programming, sports, movies, cable 
public access programming, and live vs. pre-recorded programming?  

  #161#	Previously Published Programming.  We solicit comment on the 
extent of closed captioning of previously published or exhibited programs, 
such as reruns and movies, that will be shown to television audiences again.  
Are there particular types of previously published or exhibited programs that 
are more or less likely to be closed captioned?  Is there a particular point 
during the past 10-15 years when closed captioning of such programs 
generally became more prevalent?

  #161#	Market Size and Other Factors.  We also request comment on the 
degree to which closed captioning varies by the size (measured in terms of 
revenue and any other relevant factors) of the video programming provider 
or producer.  In addition, we seek comment on whether providers in smaller 
television markets are less likely to caption locally originated programming 
or contribute to the captioning of other types of programming.  Finally, what 
is the relative amount of captioning on independent television stations and 
cable systems not affiliated with a multiple system operator?

	15.  Video Description.  Video description is available on a number of 
PBS programs, including Mystery!, Nature, The American Experience, 
National Geographic specials, and some episodes of Mister Rogers' 
Neighborhood.40  According to the May 1994 Congressional testimony of one 
disabilities expert, this service is transmitted via the Second Audio Program 
channel by nearly 100 noncommercial television stations in 29 states covering 
64 percent of U.S. television households.41  In addition, the Narrated 
Television Network ("NTN") is a cable network that broadcasts 
approximately 20 hours of video described movies each week to over 1000 
outlets covering over 25 million households.42

	16.  We seek comment on the current availability of video description, 
including its availability within each of the categories described in our 
discussion of the availability of closed captioning.  Is this service confined
to 
certain PBS programs and movies carried on NTN?  Are there efforts by other 
video programming providers and producers to provide video description or 
at least experiment with this service?  Are there particular program types
that 
are more likely to carry video description, and, if so, why?  To what extent
are 
live programs video described?43  We also request comment on the estimated 
number of U.S. households that have stereo television receivers, a VCR, or 
television adaptor capable of receiving the Second Audio Program channel, 
and thus are able to receive video description when it is available.

	17.  The Impact of Digital Television.  We also ask parties to comment 
on the impact that implementation of Advanced Television ("ATV"), and 
the use of digital technology, may have on the provision of closed captioning 
and video description on video programming carried by broadcasters and 
other program providers.  Can this new technology facilitate the transmission 
of closed captioning or video description?  Will it be possible to transmit
over 
a digital signal closed captioning or video description data that is encoded
in 
programming intended for the current analog transmission system?  Can 
digital technology allow broadcasters and other program providers to 
transmit other types of services that can particularly benefit individuals
with 
vision or hearing disabilities?  We seek comment on these and other relevant 
issues raised by the implementation of digital technology.  We note that there

is a comprehensive proceeding currently pending before the Commission 
concerning broadcast ATV.44  We have previously stated in that proceeding 
that the TDCA "and Congressional intent underlying that statute require that 
closed captioning services continue to be available during the transition from

NTSC to ATV and beyond."45  We have consequently directed the ATV 
Advisory Committee, "in recommending an ATV standard, to take proper 
account of Decoder Act requirements, both as to closed captioning of 
simulcast or other HDTV program transmissions, and to the general closed 
captioning capability of ATV receivers."46  As we have stated previously, 
once "an ATV system is selected, we plan to initiate a proceeding to adopt 
appropriate changes to our closed captioning rules."47


 V.  THE COST OF CLOSED CAPTIONING AND VIDEO DESCRIPTION

	18.  Cost Issues.  According to the legislative history of the TDCA, in 
1990, it cost roughly $2,500 and required 20-30 person-hours to close caption
a 
one hour program.48 More recent testimony before Congress indicates that 
the cost of video description runs from $2,000 to $5,000 per hour of 
programming depending on a variety of factors such as program type.49  We 
ask parties to provide information on the current costs of providing closed 
captioning and video description of new as well as previously published or 
exhibited television programming.  What is the cost of the computer 
hardware and software, as well encoding and other equipment, necessary for 
these services?  What are the current rates for closed captioning and video 
description services for both prerecorded and live, "real-time" programming?  
Are these rates uniform throughout the country?  Do the rates vary by 
program type, the type of delivery system, or other factors?  What is the 
overall cost of providing closed captioning or video description of different 
types of programs?  In addition, we solicit comment on the impact the 
implementation of digital television may have on the cost of closed 
captioning and video description.
	19.  Supply of Closed Captioning and Video Description Services.  We 
also seek comment on the adequacy of the supply of closed captioning and 
video description services. There are presently a number of captioning 
providers, including WGBH's Caption Center, Captions, Inc., Real-Time 
Captions, Inc., Vitac/Caption America, and the National Captioning 
Institute.50  One report indicates that with the TDCA having taken effect, 
there are now about 60 companies throughout the country that provide 
captioning services.51  There are fewer suppliers of video description
services, 
with WGBH's Descriptive Video Service appearing to be the primary 
provider of this service.

	20.  Funding of Closed Captioning and Video Description.  Captioning 
and video description are funded by a number of sources, including the 
federal government, program producers, program providers such as the 
broadcast networks, PBS and the Corporation for Public Broadcasting ("CPB"), 
foundations, advertisers, private corporations, and individual contributors.52
 
We seek comment on the current degree of funding from these and other 
sources of this funding.  We also solicit comment on proposals regarding new 
funding sources Congress may wish to consider to promote these services, 
such as matching grant programs, tax incentives, or the use of spectrum 
auction revenues.

	21.  In addition, we request parties to provide information on the 
current and projected future levels of federal funding.  Historically, there 
appears to have been a heavy reliance on federal funding of closed captioning 
and video description, particularly through U.S. Department of Education 
grants.  The TDCA's legislative history states that "the federal government 
provides about 40 percent of the funding for captioning programs."53  
According to information we have obtained from the Department of 
Education, in 1995, the Department is providing $7.9 million in federal grants

for closed captioning of television programming and $1.5 million in federal 
grants for video description of television programming.  What impact will 
any potential federal budget cut-backs have on this funding?  In addition, 
what impact will any potential cut-backs in federal funding of public 
television and the CPB have on the provision of closed captioning and video 
description of television programming?  Who are the recipients of this 
federal funding?  Information concerning these issues will help us assess the 
amount of closed captioning and video description that may be available in 
the future as well as the burden any mandatory requirements in this area may 
impose.


VI.  MARKET INCENTIVES FOR CLOSED CAPTIONING AND VIDEO 
DESCRIPTION

	22.  Closed Captioning.  The large number of individuals with hearing 
disabilities would appear to create a considerable market demand for closed 
captioned programming. This suggests that in the increasingly competitive 
television industry, providers and producers of both advertising-supported 
and subscriber-based video programming would have an incentive to 
provide this service as a means of attracting audiences.  Indeed, in enacting 
the TDCA, Congress found that "the availability of decoder-equipped 
television sets will significantly increase the audience that can be served by

closed-captioning television, and such increased market will be an incentive 
to the television medium to provide more captioned programming."54  
Now, two years after the TDCA's requirements became effective, there are 
reportedly about 30 million decoder-equipped television receivers that have 
been purchased in this country, with another 1.5 million sold every month.55

	23.  We seek comment on the role free-market forces have played and 
can play in promoting the provision of closed captioning of video 
programming.  For example, are advertisers actively seeking to market to 
individuals with hearing impairments, which could in turn encourage closed 
captioning of television programming?  How does the audience size of a 
particular program influence the likelihood that the program will be closed 
captioned? Are there presently a sufficient number of decoder-equipped 
television receivers in the market to provide the hoped-for incentive for the 
television industry to provide closed captioning? We welcome comment, 
including empirical and economic analyses, on these and any other issues 
concerning the market forces at work.

	24.  Video Description.  As with closed captioning, we solicit comment 
on the role market-based incentives can play in fostering this service.  We 
would be particularly interested in NTN's experience in providing video 
description.  Is NTN offered on a non-basic cable tier, and has it attracted
new 
subscribers that would not otherwise subscribe to cable service?  Does its 
experience indicate a market demand that would support the video 
description of a greater number of programs on a greater number of 
distribution outlets?

[end part one of FCC NOI]


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